Chad D. Anderson

CETERA INVESTMENT ADVISERS LLC

GILBERT, AZ

Some features on this profile are disabled

CRD#: 3168404

Professional summary

Chad Duane Anderson, who also goes by Chad Anderson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gilbert, Arizona and CETERA ADVISORS LLC located in Gilbert, Arizona.

Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Chad has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ANDERSON WEALTH, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/2021, OWNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (2) NAME OF OTHER BUSINESS: INSOURCE INC ; INVESTMENT RELATED: NO ADDRESS: 8275 ALLISON POINT TRAIL, INDIANAPOLIS, IN 46250 ; NATURE OF BUSINESS: LIFE INSURANCE ; START DATE: 06/2021 POSITION/TITLE/RELATIONSHIP: AGENT ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: PROVIDE LIFE INSURANCE OPTIONS FOR CLIENTS ; (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2021 ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE INSURANCE ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Duane Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

GILBERT, AZ

Current

March 8, 2021 - Present

CETERA ADVISORS LLC

Office #1: 2730 S. Val Vista Drive Ste #176, Gilbert, AZ 85295

CRD#: 10299

Gilbert, AZ

Past

March 11, 2021 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

ST. CLOUD, MN

Past

November 29, 2017 - March 23, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHANDLER, AZ

Past

November 29, 2017 - March 23, 2021

LPL FINANCIAL LLC

CRD#: 6413

CHANDLER, AZ

Past

August 13, 2012 - November 29, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

CHANDLER, AZ

Past

August 1, 2012 - November 29, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

CHANDLER, AZ

Past

May 10, 2011 - August 6, 2012

NEW ENGLAND SECURITIES

CRD#: 615

PHOENIX, AZ

Past

June 22, 2009 - May 10, 2011

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

SAN TAN VALLEY, AZ

Past

June 12, 2009 - May 10, 2011

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

SAN TAN VALLEY, AZ

Past

November 14, 2005 - June 16, 2009

EDWARD JONES

RIA

CRD#: 250

SPEARFISH, SD

Past

October 31, 2005 - June 16, 2009

EDWARD JONES

CRD#: 250

SPEARFISH, SD

Past

April 28, 2004 - November 1, 2005

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

COOLIDGE, AZ

Past

April 16, 2004 - November 1, 2005

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

July 7, 1999 - March 29, 2004

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

WALHALLA, ND

Past

April 20, 1999 - March 29, 2004

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/19/2021)

Arizona
(3/8/2021)

IAR

Arizona
(3/21/2024)

California
(3/8/2021)

Colorado
(4/20/2021)

Florida
(3/23/2022)

Georgia
(3/8/2021)

Idaho
(7/8/2024)

Illinois
(10/9/2023)

Minnesota
(3/8/2021)

Montana
(8/23/2021)

North Dakota
(3/8/2021)

South Carolina
(4/20/2021)

Wisconsin
(8/23/2023)

Wyoming
(1/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chad D. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Duane Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

NEW ENGLAND SECURITIES

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

EDWARD JONES

EDWARD JONES

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/1999

Series 63

Date: 4/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1999

Series 24

Date: 12/7/2010

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors