Nancy J. Sterzel
Professional summary
Nancy Juliana Sterzel, who also goes by Nancy Juliana Sterzel, Nancy Juliana Vasilas, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Edison, New Jersey.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 1999. Nancy has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Juliana Sterzel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837August 16, 2023 - March 15, 2024
SEELAUS ASSET MANAGEMENT, LLC
May 8, 2023 - March 15, 2024
R. SEELAUS & CO., LLC
October 20, 2021 - May 1, 2023
LPL FINANCIAL LLC
August 21, 2020 - March 4, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 13, 2013 - September 18, 2020
FCG ADVISORS, LLC
February 16, 2012 - September 27, 2012
LIQUIDNET, INC.
June 15, 2004 - October 13, 2011
CITIGROUP GLOBAL MARKETS INC.
July 28, 2003 - April 2, 2004
RAMIUS SECURITIES LLC
August 7, 2002 - July 9, 2003
NEEDHAM & COMPANY, LLC
February 14, 2000 - August 6, 2002
SANDS BROTHERS & CO., LTD.
August 14, 1999 - February 8, 2000
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2026)
Exams
Series 99TO
Date: 11/15/2023
Operations Professional ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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