Elizabeth T. Mcguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Terri Mcguire, who also goes by Beth Duerk, Elizabeth Terri Duerk, Elizabeth Gempler, Elizabeth Mcguire, Beth Mcguire-gempler, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1999. Elizabeth had worked at 5 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2007 - October 12, 2017
CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.
October 20, 2004 - March 18, 2009
BLACK KNIGHT VENTURES, INC.
April 3, 2003 - September 14, 2017
UTC FINANCIAL SERVICES USA, INC.
March 21, 2002 - December 8, 2011
ATHENA CAPITAL PARTNERS, INC.
February 4, 1999 - December 4, 2001
HORIZON CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.
CRD#: 132307 / SEC#: 801-64161, 8-66636
Contact information
Regulatory assets under management
| Total Number of Accounts | 129 |
| AUM (Assets Under Management) | $ 204,415,104 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
