JB
Jason L. Barney
WEALTH ALLIANCE
El Cajon, CA 92020
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CRD#: 3167740
JB
Professional summary
Jason Lee Barney, ChFC® is a registered financial advisor currently at WEALTH ALLIANCE, LLC located in El Cajon, California and INDEPENDENT FINANCIAL GROUP, LLC located in El Cajon, California.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) WEALTH ALLIANCE POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2011 ADDRESS: 1870 Cordell Court, Suite 106, El Cajon CA 92020, United States DESCRIPTION: IAR AT WEALTH ALLIANCE A REGISTERED RIA AND DBA USED FOR MARKETING SECURITIES AND ADVISORY SERVICES. (2) JASON BARNEY POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 1870 Cordell Court, Suite 106, El Cajon CA 92020, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS SINCE 1999. INVESTMENT RELATED. 5% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (3) WEALTH ALLIANCE TAX AND FINANCIAL SERVICES LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2013 ADDRESS: 1870 Cordell Court, Suite 106, El Cajon CA 92020, United States DESCRIPTION: 100% OWNER OF WEALTH ALLIANCE TAX AND FINANCIAL SERVICES LLC PROVIDING TAX PREP, BOOKKEEPING, AND PAYROLL PROCESSING. (4) RENTAL PROPERTY POSITION: 50% owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 1870 Cordell Court, Suite 106, El Cajon CA 92020, United States DESCRIPTION: Rental property (5) INDEPENDENT FINANCIAL GROUP: Yes, It is investment related, 12671 High Bluff Dr. #200, San Diego Ca 92130, Broker Dealer, Registered Representative, started 09/2011, 60 Hours a month of which 40 are during securities trading hours, performs registered representative duties of sales of securities offered through the Broker Dealer. JACQUELYN BARNEY THOMAS TRUST POSITION: Co-Trustee NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2025 ADDRESS: 1870 Cordell Court, Suite 106, El Cajon CA 92020, United States DESCRIPTION: Act as co-trustee of my aunt's estate/trust, authorize sale of home, pay expenses, provide accounting and tax preparation for the trust, distribute proceeds to beneficiaries as directed by the decedent's trust.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Lee Barney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 26, 2012 - Present
WEALTH ALLIANCE, LLC
Office #1: 1870 Cordell Ct. #106 Ste. 106, El Cajon, CA 92020RIA
CRD#: 140630
El Cajon, CA
Current
September 30, 2011 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1870 Cordell Court Suite 106, El Cajon, CA 92020RIA
BD
CRD#: 7717
El Cajon, CA
Past
September 7, 2012 - December 31, 2013
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
RANCHO SANTA FE, CA
Past
November 24, 2008 - December 9, 2011
CROSSWIND ADVISORY LLC
RIA
CRD#: 148042
SAN DIEGO, CA
Past
November 4, 2008 - November 14, 2008
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
SAN DIEGO, CA
Past
November 4, 2008 - September 30, 2011
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SAN DIEGO, CA
Past
October 24, 2002 - November 13, 2008
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
SAN DIEGO, CA
Past
October 3, 2002 - November 13, 2008
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
SAN DIEGO, CA
Past
December 11, 2001 - October 1, 2002
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN DIEGO, CA
Past
November 13, 2001 - October 1, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 13, 2001 - October 1, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
February 9, 1999 - October 19, 2001
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/30/2011)
RR
California(9/30/2011)
IAR
California(1/26/2012)
RR
Florida(9/1/2023)
RR
Idaho(9/10/2020)
RR
Nevada(1/17/2012)
RR
Oregon(5/15/2015)
RR
Pennsylvania(10/22/2021)
RR
Utah(9/30/2011)
RR
Virginia(9/30/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTH ALLIANCE, LLC
WEALTH ALLIANCE, LLC
CRD#: 140630 / SEC#:
California
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Contact information
Main Address
12526 High Bluff Drive Suite 300, San Diego, CA 92130
Mailing Address
1628 Shields Ave, Encinitas, CA 92024
Phone number
(858) 793-0513
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 246 |
| AUM (Assets Under Management) | $ 64,540,652 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
