GM
Gary F. Madvin
KESTRA ADVISORY SERVICES
ENCINO, CA 91316
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CRD#: 316747
GM
Professional summary
Gary Franklin Madvin is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Encino, California and KESTRA INVESTMENT SERVICES, LLC located in Encino, California.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Gary has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 24, Series 39 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Gary F. Madvin Insurance Services, Inc. Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/1/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: owner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Partners Insurance Services, Inc Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: Other,My role is Chairman Start Date: 1/1/2006 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: i sit on the manangement committee Business Name: Writer Investment Related: No Address: 24351 philiprimm woodland hills CA 91367 Nature of Business: Other Other/None of the Above I wrote a book with my cousin as a co author and had it published. Position, Title or Relationship: Other,writer Start Date: 4/19/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: none
CRS (Client Relationship Summary) - RIA
Click below to view Gary Franklin Madvin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6345 Balboa Blvd., Suite 290, Encino, CA 91316RIA
CRD#: 283330
ENCINO, CA
Current
January 1, 1998 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6345 Balboa Blvd., Suite 290, Encino, CA 91316BD
CRD#: 42046
Encino, CA
Past
January 23, 2003 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ENCINO, CA
Past
July 8, 1997 - December 31, 2002
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
RESEDA, CA
Past
August 11, 1994 - December 5, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
May 1, 1991 - December 31, 2002
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
March 12, 1984 - May 6, 1991
FMS SECURITIES, INC.
BD
CRD#: 14356
Past
October 5, 1983 - April 16, 1984
RCL SECURITIES CORPORATION
BD
CRD#: 10675
Past
August 8, 1981 - October 17, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
November 9, 1973 - July 9, 1981
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/13/2011)
RR
Arizona(3/3/2005)
RR
California(1/1/1998)
IAR
California(4/21/2016)
RR
Colorado(2/24/2005)
RR
District of Columbia(11/29/2017)
RR
Florida(2/24/2017)
RR
Georgia(7/11/2024)
RR
Hawaii(6/11/2025)
RR
Illinois(1/31/2011)
RR
Indiana(7/2/2007)
RR
Michigan(2/10/2004)
RR
Ohio(7/17/2024)
RR
Texas(1/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/5/1973
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
