BERNARD L. MADOFF
Professional summary
BERNARD LAWRENCE MADOFF was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
BERNARD is a previously registered financial professional and started their career in finance in 1960. Prior to being barred, BERNARD had worked at 1 firm, which includes BERNARD L. MADOFF INVESTMENT SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1960 - June 16, 2009
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
Primary Firm SEC Registration
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
CRD#: 2625 / SEC#: 801-67134, 8-8132
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/29/1960
Registered Representative ExaminationCurrent Firm
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
CRD#: 2625 / SEC#: 801-67134, 8-8132
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 17,091,640,696 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 1 |
Red Flags
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