Jason K. Pinson

365 WEALTH MANAGEMENT GROUP

Loveland, OH

Some features on this profile are disabled

CRD#: 3166743

Professional summary

Jason Keith Pinson, AIF® is a registered financial advisor currently at 365 WEALTH MANAGEMENT GROUP located in Loveland, Ohio.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jason has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OUTSIDE AGENT LINK; NOT INV. RELATED; MYRTLE BEACH, SC; INDEPENDENT TRAVEL AGENT; START DATE 8/1/2017; 1-5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: BOOK VACTIONS FOR SELF, FRIENDS AND FAMILY. FIRST DISCOUNT TRAVEL AGENCY, NOT INV RELATED, BLUE ASH, OH, TRAVEL AGENT, START 10/16/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, BOOKING VACATIONS. LA FITNESS INSTRUCTOR, NOT INV. RELATED, SYMMES, OH. START: 10/1/18, 2 HOURS/MONTH, 0 DURING TRADING, FITNESS INSTRUCTOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Keith Pinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 20, 2024 - Present

365 WEALTH MANAGEMENT GROUP

RIA

CRD#: 314674

Loveland, OH

Past

May 19, 2021 - December 31, 2023

365 WEALTH MANAGEMENT GROUP

RIA

CRD#: 314674

Cincinnati, OH

Past

October 24, 2016 - June 15, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CINCINNATI, OH

Past

October 24, 2016 - June 15, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CINCINNATI, OH

Past

June 19, 2013 - October 29, 2016

MORGAN STANLEY

RIA

CRD#: 149777

CINCINNATI, OH

Past

May 23, 2013 - October 29, 2016

MORGAN STANLEY

CRD#: 149777

CINCINNATI, OH

Past

July 12, 2011 - February 1, 2013

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

FLORENCE, KY

Past

July 12, 2011 - February 1, 2013

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

FLORENCE, KY

Past

February 24, 2009 - June 24, 2011

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

July 8, 1999 - February 26, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

January 21, 1999 - March 15, 1999

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

365 WEALTH MANAGEMENT GROUP

365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC

CRD#: 314674 / SEC#: 801-126521

RIA

Registered Investment Advisory firm - (9/7/2022 Approved)

Ohio

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/30/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/2009

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/18/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/24/2018

General Securities Sales Supervisor - Options Module Examination

Current Firm

365 WEALTH MANAGEMENT GROUP

365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC

CRD#: 314674 / SEC#: 801-126521

RIA

Registered Investment Advisory firm - (9/7/2022 Approved)

Ohio

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5770 Gateway Blvd Suite 102, Mason, OH 45040

Mailing Address

Phone number

(513) 880-0002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

365 WMG ADV 2A 2025 (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,046
AUM (Assets Under Management)	$ 183,182,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason K. Pinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Keith Pinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

365 WEALTH MANAGEMENT GROUP

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY

MORGAN STANLEY

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

FIFTH THIRD SECURITIES, INC.

A. G. EDWARDS & SONS, INC.

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

365 WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2013

Series 63

Date: 3/30/2009

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2013

Series 6

Date: 2/23/2009

Series 10

Date: 4/18/2019

Series 9

Date: 8/24/2018

Current Firm

365 WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

365 WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

Similar Advisors