Paul W. Holjes

KESTRA ADVISORY SERVICES

Hartfod, CT 06103

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CRD#: 3166198

Professional summary

Paul William Holjes, who also goes by Paul Holjes, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Hartfod, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Bristol, Connecticut.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Holjes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Pkwy Bldg. 2 Ste. 400, Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 3/8/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: provide financial planning and wealth management adviseBusiness Name: Peak Mountain Advisors Investment Related: Yes Address: 942 Main Street, 1st floor Hartfod CT 06103 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: owner Start Date: 5/30/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advice, Asset ManagementBusiness Name: 19 East Granby Road LLC Investment Related: No Address: PO Box 220 East Granby CT 06026 Nature of Business: Real Estate Position, Title or Relationship: owner Start Date: 5/26/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: renovation and rental

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul William Holjes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2018 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 942 Main Street 1st Floor, Hartfod, CT 06103

RIA

CRD#: 283330

Hartfod, CT

Current

March 8, 2018 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 10 Riverside Ave, Bristol, CT 06010Office #2: 942 Main Street 1st Floor, Hartford, CT, 06103

CRD#: 40596

HARTFORD, CT

Past

January 27, 1999 - June 25, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/8/2018)

Colorado
(3/8/2018)

Connecticut
(3/8/2018)

IAR

Connecticut
(3/8/2018)

Delaware
(3/8/2018)

Florida
(3/8/2018)

Illinois
(4/16/2018)

Maine
(6/4/2025)

Maryland
(1/3/2023)

Massachusetts
(3/8/2018)

New Hampshire
(3/8/2018)

New York
(3/8/2018)

Texas
(7/13/2022)

IAR

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul W. Holjes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul William Holjes's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

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PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

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NYLIFE SECURITIES LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2002

Series 63

Date: 2/11/1999

SIE

Date: 10/1/2018

Series 31

Date: 7/14/2004

Series 7

Date: 3/28/2001

Series 6

Date: 1/26/1999

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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