David A. Kabat

KABAT ADVISORY GROUP

SHEBOYGAN, WI 53081

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CRD#: 3166134

Professional summary

David Anthony Kabat, who also goes by David A Kabat, is a registered financial advisor currently at KABAT ADVISORY GROUP, LLC located in Sheboygan, Wisconsin.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David A Kabat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KABAT FINANCIAL SERVICES; NOT SECURITIES RELATED; 1068 GOLF VIEW DRIVE, BRILLION, WI 54110; PROVIDE INSURANCE PRODUCTS TO P&C CLIENTS; PRESIDENT; STARTED 08/01/1998; 200 HRS/MO; 100 HRS/MO DURING TRADING; PROVIDE INSURANCE PRODUCTS TO P&C CLIENTS. 2) Kabat Advisory Group LLC; Jacksonville, FL. Managing Member (partners with 2 Son's).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Anthony Kabat's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2014 - Present

KABAT ADVISORY GROUP, LLC

Office #1: 1019 Michigan Avenue, Sheboygan, WI 53081Office #2: 10752 Deerwood Park Blvd Suite 100, Jacksonville, FL 32256

RIA

CRD#: 171966

SHEBOYGAN, WI

Past

July 17, 2013 - March 29, 2016

SUPREME ALLIANCE LLC

RIA

CRD#: 45348

Leander, TX

Past

July 17, 2013 - January 12, 2017

SUPREME ALLIANCE LLC

CRD#: 45348

Leander, TX

Past

February 1, 2010 - June 17, 2013

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BRILLION, WI

Past

July 13, 1999 - February 8, 2010

NEW ENGLAND SECURITIES

CRD#: 615

BRILLION, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/29/2014)

IAR

Wisconsin
(8/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/12/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KABAT ADVISORY GROUP, LLC

CRD#: 171966 / SEC#:

Florida

Registered Investment Advisory firm - (9/29/2014 Approved)

Wisconsin

Registered Investment Advisory firm - (8/20/2014 Approved)

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Contact information

Main Address

10752 Deerwood Park Blvd Suite 100, Jacksonville, FL 32256

Mailing Address

Phone number

(800) 322-3513

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Kabat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Anthony Kabat's CRS (Customer Relationship Summary).

Certified licenses

Experience

KABAT ADVISORY GROUP, LLC

SUPREME ALLIANCE LLC

SUPREME ALLIANCE LLC

WOODBURY FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2013

Series 63

Date: 6/1/1999

SIE

Date: 1/12/2017

Series 6

Date: 7/12/1999

Current Firm

KABAT ADVISORY GROUP, LLC

Contact information

Documents

Red Flags

Company Information

KABAT ADVISORY GROUP, LLC

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