Evaggelia T. Hatzimanolis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evaggelia Themis Hatzimanolis, CFP®, who also goes by Evaggelia T Hatzimanolis, Evaggelia Hatzimanolis, was a registered financial professional .
Evaggelia is a previously registered financial professional and started their career in finance in 1999. Evaggelia had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
September 27, 2023 - November 13, 2025
LIDO
January 26, 2021 - November 3, 2023
UNITED CAPITAL FINANCIAL ADVISORS
January 15, 2021 - November 3, 2023
GOLDMAN SACHS & CO. LLC
January 8, 2016 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 6, 2016 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 8, 2015 - October 20, 2015
STRATEGIC ADVISERS LLC
May 1, 2015 - October 16, 2015
FIDELITY BROKERAGE SERVICES LLC
January 2, 2013 - April 15, 2015
STRATEGIC ADVISERS LLC
October 24, 2012 - April 14, 2015
FIDELITY BROKERAGE SERVICES LLC
June 1, 2009 - February 16, 2012
MORGAN STANLEY
June 1, 2009 - February 16, 2012
MORGAN STANLEY
November 20, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 7, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 15, 2002 - February 27, 2003
CITIGROUP GLOBAL MARKETS INC.
September 22, 1999 - May 15, 2002
CITIGROUP GLOBAL MARKETS INC.
June 25, 1999 - August 25, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
Primary Firm SEC Registration
LIDO
CRD#: 269866 / SEC#: 801-100433
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIDO
CRD#: 269866 / SEC#: 801-100433
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27,931 |
| AUM (Assets Under Management) | $ 29,080,337,946 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 11/26/2024 | ||
| 01/26/2024 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
