Gregory D. Hunter
Professional summary
Gregory Dale Hunter, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mountain Home, Arkansas and CETERA ADVISORS LLC located in Scottsdale, Arizona.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Dale Hunter's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 115 S College Street, Mountain Home, AR 72653Office #2: 7025 N Scottsdale Rd Ste 115 & 110, Scottsdale, AZ 85253September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 7025 N Scottsdale Rd Ste 115 & 110, Scottsdale, AZ 85253Office #2: 115 S College Street, Mountain Home, AR 72653March 7, 2024 - May 17, 2024
HUNTER CAPITAL
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
February 26, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
February 26, 2010 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
November 3, 2006 - March 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2006 - March 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2005 - November 7, 2006
EDWARD JONES
March 19, 1999 - November 7, 2006
EDWARD JONES
January 22, 1999 - March 15, 1999
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2023)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
