Felipe A. Arratia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felipe Alberto Arratia was a registered financial professional .
Felipe is a previously registered financial professional and started their career in finance in 1999. Felipe had worked at 4 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - November 24, 2020
CAPITAL INSIGHT PARTNERS, LLC
July 18, 2011 - February 12, 2014
MORGAN STANLEY DISTRIBUTION, INC.
May 21, 2010 - June 7, 2011
CITIGROUP GLOBAL MARKETS INC.
April 13, 1999 - February 5, 2001
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
CAPITAL INSIGHT PARTNERS, LLC
CRD#: 147165 / SEC#: 801-69421
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL INSIGHT PARTNERS, LLC
CRD#: 147165 / SEC#: 801-69421
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 993 |
| AUM (Assets Under Management) | $ 829,630,377 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
