JD
Jayne W. Di Vincenzo
KESTRA ADVISORY SERVICES
Chester, VA
Some features on this profile are disabled
CRD#: 3165173
JD
Professional summary
Jayne Waida Di Vincenzo, who also goes by Jayne Waida Divincenzo, Jayne Regina Waida, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Chester, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Chester, Virginia.
Jayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jayne has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jayne Waida Divincenzo | Jayne Regina Waida
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Exclusive Insurance Agency, as agent with them Investment Related: Yes Address: 31280 Oak Crest Drive Suite 6 West Lake Village CA 91361 Nature of Business: Insurance Position, Title or Relationship: Representative/Insurance Agent Start Date: 7/29/2020 Hours per month: 0% - 10% (0-16 hrs) Hours per month during trading hours: 0% - 10% (0-14 hrs) Duties: To present illustrations/hypotheticals for life and LTC insurance and complete insurance applications Bus Name: FIDUCIARY EDGE ADVISORS, LLC. POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 7/27/2021 ADDRESS: 33 Bull Street Ste. 505, Savannah GA 31401, United States DESCRIPTION: Research investments, build asset allocations, trade securities for client accounts. Bus Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 7/27/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Screening and selecting money managers for advisory portfolios, rebalancing portfolios that I run and monitoring portfolios for clients. Bus Name: STEP UP SAVANNAH POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/20/2022 ADDRESS: 428 Bull Street #208, Savannah GA 31401, United States DESCRIPTION: Attend board meetings, support organization mission. Bus Name: ASH BROKERAGE POSITION: Insurance rep NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2021 ADDRESS: 888 S Harrison Street Suite 900, Fort Wayne IN 46802 DESCRIPTION: Present proposals for policies, complete applications with clients, deliver policies Business Name: REVOLUTIONARY LION LLC POSITION: I formed the LLC and am sole partner/owner. NATURE: Sold business, kept open entity until we collect debt from former tenant. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2018 ADDRESS: 121 E 36th Street, Savannah GA 31401 DESCRIPTION: To collect owed rent and keep accounting of expenses incurred for collecting on past due rent for the formerly owned property. Bus Name: BRIDGE WEALTH ADVISORS, INC. POSITION: Owner, President NATURE: Entity for former investment firm. INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/20/2009 ADDRESS: 121 E 36th Street, Savannah GA 31401 DESCRIPTION: Maintaining Bridge Wealth Advisors, Inc. entity until all claims against Devin Joshua Garofalo and his Colonial River entities are paid and collected in full. Bus Name: INTERNATIONAL FRIENDS OF ANIMALS IN DEVELOPING COUNTRIES POSITION: Secretary NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 04/15/2024 ADDRESS: 121 E 36th Street, Savannah GA 31401, United States DESCRIPTION: Assist with marketing efforts, decisions on services we will offer and plans for expanding our reach to serve more stray animals. Bus Name: FIDUCIARY EDGE ADVISORS, LLC POSITION: CEO and President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 07/29/2020 ADDRESS: 33 Bull Street Ste. 505, Savannah GA 31401, United States DESCRIPTION: Client care-- planning, financial planning, portfolio management
CRS (Client Relationship Summary) - RIA
Click below to view Jayne Waida Di Vincenzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 121 E 36th Street, Savannah, GA 31401RIA
CRD#: 283330
Chester, VA
Current
July 26, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Chester, VA
Past
July 29, 2020 - August 9, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Savannah, GA
Past
July 29, 2020 - August 9, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Savannah, GA
Past
June 12, 2020 - July 15, 2020
COLONIAL RIVER WEALTH MANAGEMENT LLC
RIA
CRD#: 284839
MIDLOTHIAN, VA
Past
February 20, 2009 - June 12, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEWPORT NEWS, VA
Past
February 20, 2009 - July 8, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
NEWPORT NEWS, VA
Past
January 12, 2004 - February 20, 2009
MICG INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 104028
NEWPORT NEWS, VA
Past
January 12, 2004 - February 20, 2009
MICG INVESTMENT MANAGEMENT, LLC
BD
CRD#: 104028
NEWPORT NEWS, VA
Past
March 25, 1999 - December 18, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NORFOLK (KP), VA
Past
March 8, 1999 - December 18, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/5/2023)
RR
California(7/26/2021)
RR
Colorado(7/26/2021)
RR
Connecticut(7/26/2021)
RR
Delaware(9/22/2022)
RR
Florida(7/26/2021)
RR
Georgia(7/26/2021)
IAR
Georgia(7/27/2021)
RR
Maryland(7/26/2021)
RR
Massachusetts(7/26/2021)
RR
Mississippi(7/26/2021)
RR
Missouri(3/23/2023)
RR
New Jersey(7/26/2021)
RR
New Mexico(6/6/2022)
RR
New York(7/26/2021)
RR
North Carolina(8/9/2021)
RR
Ohio(7/26/2021)
RR
Oregon(8/5/2024)
RR
Pennsylvania(7/26/2021)
RR
Rhode Island(7/26/2021)
RR
South Carolina(7/26/2021)
RR
South Dakota(8/23/2021)
RR
Tennessee(6/14/2023)
RR
Texas(7/26/2021)
IAR
Texas(7/26/2023)
RR
Vermont(7/26/2021)
RR
Virginia(7/26/2021)
IAR
Virginia(5/28/2024)
RR
Washington(2/17/2023)
IAR
Washington(2/17/2023)
RR
West Virginia(9/16/2021)
RR
Wisconsin(5/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
