Torsten Saile

CETERA INVESTMENT ADVISERS LLC

LOMBARD, IL 60148

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CRD#: 3165159

Professional summary

Torsten Saile, ChFC®, CLU®, who also goes by Tor Saile, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lombard, Illinois and CETERA INVESTMENT SERVICES LLC located in Lombard, Illinois.

Torsten is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Torsten has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tor Saile

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO-OWNER OF IRONWOOD FAMILY WEALTH ADVISORS; DBA FOR CETERA BUSINESS; CO-OWNER AND PRESIDENT OF SAILE GROUP; S CORP USED TO TRACK REVENUE AND EXPENSES; PRESIDENT AND OWNER OF CLEAR PATH GROWTH PARTNERS; PERFORM CONSULTING SERVICES TO HELP BUSINESS OWNERS MAXIMIZE THE VALUE OF THEIR BUSINESS; 5 HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Torsten Saile's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 1, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: One East 22nd Street Suite 710, Lombard, IL 60148Office #2: 1702 E Highland Ave Suite 204, Phoenix, AZ 85016

RIA

CRD#: 105644

LOMBARD, IL

Current

May 1, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: One East 22nd Street Suite 710, Lombard, IL 60148Office #2: 1702 E. Highland Ave Suite 204, Phoenix, AZ 85016

CRD#: 15340

Lombard, IL

Past

August 23, 2024 - May 6, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Scottsdale, AZ

Past

March 29, 2021 - May 6, 2025

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Fountain Hills, AZ

Past

March 29, 2021 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Scottsdale, AZ

Past

December 9, 2014 - April 30, 2021

SEQUOIA WEALTH MANAGEMENT, LLC

RIA

CRD#: 170543

BARRINGTON, IL

Past

December 14, 2010 - March 20, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BARRIINGTON, IL

Past

December 13, 2010 - April 9, 2021

LPL FINANCIAL LLC

CRD#: 6413

BARRIINGTON, IL

Past

October 16, 2006 - April 30, 2007

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

August 30, 2005 - August 18, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SCHAUMBURG, IL

Past

March 29, 1999 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 29, 1999 - December 15, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SCHAUMBURG, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(5/2/2025)

Arizona
(5/5/2025)

California
(5/2/2025)

Colorado
(5/6/2025)

Florida
(5/2/2025)

Idaho
(5/2/2025)

Illinois
(6/3/2025)

Indiana
(5/6/2025)

Iowa
(5/5/2025)

Louisiana
(5/6/2025)

Massachusetts
(5/2/2025)

Michigan
(5/5/2025)

IAR

Texas
(5/1/2025)

Texas
(5/2/2025)

Wisconsin
(5/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/2/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Torsten Saile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Torsten Saile's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

OSAIC WEALTH, INC.

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

SEQUOIA WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2005

Series 63

Date: 2/2/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2003

Series 6

Date: 2/2/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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