Corwin D. Wyatt
Professional summary
Corwin Duane Wyatt, who also goes by Corwin D Wyatt, is a registered financial professional currently at JEFFERIES LLC located in New York, New York.
Corwin is registered as a RR (Registered Representative) and started their career in finance in 1999. Corwin has worked at 12 firms and has passed the Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 14, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Corwin Duane Wyatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2019 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022April 8, 2015 - June 7, 2019
INTESA SANPAOLO IMI SECURITIES CORP.
March 30, 2012 - December 23, 2014
BNY MELLON CAPITAL MARKETS, LLC
March 13, 2012 - March 30, 2012
STERLING CAPITAL DISTRIBUTORS, LLC
March 13, 2012 - March 30, 2012
MGI FUNDS DISTRIBUTORS, LLC
March 13, 2012 - March 30, 2012
FORESIDE GLOBAL SERVICES, LLC
March 13, 2012 - March 30, 2012
FAIRHOLME DISTRIBUTORS, LLC
March 8, 2012 - March 30, 2012
FORESIDE FUNDS DISTRIBUTORS LLC
March 8, 2012 - December 23, 2014
PERSHING ADVISOR SOLUTIONS LLC
March 8, 2012 - December 23, 2014
BNY MELLON SECURITIES CORPORATION
September 9, 2005 - December 23, 2014
PERSHING LLC
April 29, 2005 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
January 8, 1999 - May 3, 2005
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/22/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 7/23/1999
General Securities Sales Supervisor Examination (Options Module & General Module)24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
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