Peter M. Granat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Mathew Granat, who also goes by Peter M Granat, Peter Granat, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 11 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2010 - December 31, 2012
GROVE POINT INVESTMENTS, LLC
September 7, 2010 - December 31, 2012
GROVE POINT INVESTMENTS, LLC
March 23, 2009 - June 1, 2010
MSI FINANCIAL SERVICES, INC.
October 24, 2008 - June 1, 2010
MSI FINANCIAL SERVICES, INC.
May 16, 2006 - September 22, 2006
J.P. TURNER & COMPANY, L.L.C.
May 7, 2004 - May 17, 2004
EASTERN POINT ADVISORS INC.
May 5, 2004 - May 17, 2004
INVESTORS CAPITAL CORP.
May 9, 2003 - April 30, 2004
MML INVESTORS SERVICES, LLC
May 8, 2002 - May 3, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
May 1, 2002 - May 3, 2003
IDS LIFE INSURANCE COMPANY
May 1, 2002 - May 3, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 19, 2001 - November 30, 2001
MORGAN STANLEY DW INC.
February 8, 1999 - September 10, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 8, 1999 - September 10, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
