Keturah M. Cummings
Professional summary
Keturah Mccloud Cummings, who also goes by Keturah M Cummings, Keturah Mccloud Cummings, Keturah Donchelle Mccloud, Keturah Mccloud, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in San Francisco, California.
Keturah is registered as a RR (Registered Representative) and started their career in finance in 1999. Keturah has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keturah Mccloud Cummings's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 California St Suite 1200, San Francisco, CA 94111September 2, 2014 - June 25, 2015
EMPOWER FINANCIAL SERVICES, INC.
September 13, 2010 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 3, 2008 - August 11, 2010
TRANSAMERICA INVESTORS SECURITIES, LLC
March 1, 2005 - July 20, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
April 21, 2004 - December 6, 2004
EXECUTIVE SERVICES SECURITIES, LLC
July 27, 2000 - February 2, 2004
GPC SECURITIES, INC.
January 21, 1999 - November 30, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2025)
(7/7/2025)
(10/21/2015)
(8/12/2025)
(7/7/2025)
(7/7/2025)
(8/12/2025)
(7/7/2025)
(10/21/2015)
(3/30/2021)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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