Ednalou C. Ballard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ednalou Croft Ballard, who also goes by Ednalou Ballard, Ednalou Croft Bowers, Ednalou C Macloskey, was a registered financial professional .
Ednalou is a previously registered financial professional and started their career in finance in 1969. Ednalou had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - March 3, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 29, 2007 - March 3, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 4, 1997 - December 31, 2002
BTS ASSET MANAGEMENT, INC.
May 6, 1996 - December 31, 2011
ASSET PLANNING CORPORATION
April 19, 1996 - June 29, 2007
MUTUAL SERVICE CORPORATION
November 24, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - March 29, 1996
OSAIC WEALTH, INC.
May 7, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 8, 1983 - May 20, 1987
FINANCIAL CENTRE SECURITIES, INC.
February 19, 1982 - December 12, 1983
FINANCIAL PLANNERS OF THE PALM BEACHES SECURITIES, INC.
July 9, 1969 - March 3, 1982
MAIN STREET MANAGEMENT COMPANY
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/1/1969
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
