Tim T. Kessler
Professional summary
Tim Thomas Kessler is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Tim is registered as a RR (Registered Representative) and started their career in finance in 1999. Tim has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tim Thomas Kessler's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 8, 2008 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
July 29, 2004 - January 11, 2007
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 6, 1999 - June 16, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
(1/2/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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