Michael J. Harrington

ALTUS WEALTH GROUP

Colorado Springs, CO 80903

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CRD#: 3162983

Professional summary

Michael John Harrington is a registered financial advisor currently at ALTUS WEALTH GROUP, LLC located in Colorado Springs, Colorado and PURSHE KAPLAN STERLING INVESTMENTS located in Colorado Springs, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALTUS WEALTH GROUP. INVESTMENT RELATED. SEE REGISTERED BRANCH OFFICE LOCATION. RIA. FINANCIAL ADVISOR. 08/18/2017. 160 HOURS/MONTH, 6 DURING TRADING. MANAGING CLIENT ASSETS. 2) Insurance. Not Investment Related. At registered branch location. Insurance. Agent. Start 1/1/2023. 1 hour per month during trading. I sell term insurance and annuities from time to time like most FA's. 3) MH Wealth Management. Investment Related. At registered branch location. Financial Advisor. Owner. 1 hour per month during trading. I help people reach their financial goals. RIA fees are run through the RIA and then paid out to MHWM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Harrington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2017 - Present

ALTUS WEALTH GROUP, LLC

Office #1: 423 South Cascade Avenue, Colorado Springs, CO 80903

RIA

CRD#: 287848

Colorado Springs, CO

Current

August 18, 2017 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 423 S. Cascade, Colorado Springs, CO 80903

CRD#: 35747

Colorado Springs, CO

Past

June 1, 2009 - August 21, 2017

MORGAN STANLEY

RIA

CRD#: 149777

COLORADO SPRINGS, CO

Past

June 1, 2009 - August 21, 2017

MORGAN STANLEY

CRD#: 149777

COLORADO SPRINGS, CO

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

COLORADO SPRINGS, CO

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

COLORADO SPRINGS, CO

Past

November 22, 1999 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

COLORADO SPRINGS, CO

Past

January 6, 1999 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTUS WEALTH GROUP, LLC

CRD#: 287848 / SEC#: 801-110511

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/18/2017)

IAR

California
(8/22/2017)

Colorado
(8/18/2017)

IAR

Colorado
(8/23/2017)

Florida
(8/18/2017)

Indiana
(8/23/2017)

Kansas
(8/29/2023)

Maryland
(8/18/2017)

Montana
(8/22/2017)

Nevada
(9/5/2023)

New Mexico
(1/9/2018)

North Dakota
(10/2/2023)

Washington
(8/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/22/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/5/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALTUS WEALTH GROUP, LLC

CRD#: 287848 / SEC#: 801-110511

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

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Contact information

Main Address

423 South Cascade Avenue, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 900-1295

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	2,323
AUM (Assets Under Management)	$ 572,624,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Harrington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Harrington's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALTUS WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1999

Series 63

Date: 1/7/1999

SIE

Date: 10/1/2018

Series 31

Date: 7/22/2003

Series 7

Date: 1/5/1999

FINRA

Current Firm

ALTUS WEALTH GROUP, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTUS WEALTH GROUP, LLC

TRUST BUT VERIFY

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