Deric M. Menga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deric Mbiamdum Menga was a registered financial professional .
Deric is a previously registered financial professional and started their career in finance in 1999. Deric had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2012 - June 26, 2014
NATIONAL SECURITIES CORPORATION
October 29, 2010 - July 26, 2012
JOHN THOMAS FINANCIAL
February 3, 2009 - October 26, 2010
ROCKWELL SECURITIES LLC
May 21, 2008 - August 5, 2008
GLOBAL ARENA CAPITAL CORP
August 22, 2007 - May 30, 2008
CLARK DODGE & CO., INC.
September 14, 2005 - July 27, 2007
WESTROCK ADVISORS, INC.
May 18, 2000 - December 15, 2004
CITICORP INVESTMENT SERVICES
November 12, 1999 - May 24, 2000
MORGAN STANLEY DW INC.
January 1, 1999 - June 17, 1999
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
