Ilya Grozovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ilya Grozovsky was a registered financial professional .
Ilya is a previously registered financial professional and started their career in finance in 1999. Ilya had worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2014 - September 16, 2019
NATIONAL SECURITIES CORPORATION
July 5, 2012 - November 29, 2012
BLV SECURITIES
August 28, 2008 - March 15, 2012
MORGAN JOSEPH TRIARTISAN LLC
October 9, 2003 - January 3, 2006
FULCRUM GLOBAL PARTNERS LLC
July 5, 2001 - June 24, 2002
SOUNDVIEW TECHNOLOGY CORPORATION
May 1, 2001 - August 16, 2001
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
August 30, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
April 6, 1999 - April 22, 1999
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
