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Ilya Grozovsky

CRD# 3162280·Registered 1999 - 2019
Previously Registered: Being a previously registered professional could mean that Ilya is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ilya Grozovsky was a registered financial advisor. Ilya was a previously registered financial professional and started their career in finance 1999 - 2019. Ilya had worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
October 30, 2014 - September 16, 2019
LOEWEN SECURITIES·CRD# 35205
BD
New York, NY
July 5, 2012 - November 29, 2012
MORGAN JOSEPH TRIARTISAN LLC·CRD# 10948
BD
New York, NY
August 28, 2008 - March 15, 2012
FULCRUM GLOBAL PARTNERS LLC·CRD# 104455
BD
New York, NY
October 9, 2003 - January 3, 2006
SOUNDVIEW TECHNOLOGY CORPORATION·CRD# 15425
BD
Old Greenwich, CT
July 5, 2001 - June 24, 2002
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 1, 2001 - August 16, 2001
JPMSI·CRD# 15733
BD
New York, NY
February 5, 2001 - May 1, 2001
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
February 1, 2000 - February 5, 2001
HAMBRECHT & QUIST LLC·CRD# 940
BD
San Francisco, CA
August 30, 1999 - February 1, 2000
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
April 6, 1999 - April 22, 1999

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Nov 2008About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2008About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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