Tyrone R. Waddell
Professional summary
Tyrone Ronald Waddell JR, who also goes by Tyrone Ronald Jr Waddell, Ty Waddell, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Tyrone is registered as a RR (Registered Representative) and started their career in finance in 1999. Tyrone has worked at 6 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tyrone Ronald Waddell JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2022 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932July 5, 2007 - April 21, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 4, 2007 - April 21, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 2006 - May 18, 2007
CITIGROUP GLOBAL MARKETS INC.
April 29, 2002 - June 13, 2006
J. B. HANAUER & CO.
March 9, 2002 - April 27, 2002
RBC CAPITAL MARKETS, LLC
December 9, 1999 - March 9, 2002
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2024)
(12/21/2023)
(5/10/2023)
(1/13/2025)
(12/22/2022)
(2/20/2025)
(1/17/2025)
(2/6/2023)
(9/11/2023)
(6/8/2023)
(3/6/2024)
(5/9/2025)
(9/8/2025)
(8/30/2023)
(4/26/2023)
(6/9/2025)
(1/17/2024)
(5/7/2025)
(5/23/2022)
(6/9/2022)
(10/20/2023)
(11/14/2024)
(12/20/2022)
(7/15/2024)
(10/22/2024)
(2/27/2024)
(12/1/2023)
(1/26/2024)
(7/9/2024)
Exams
Series 6TO
Date: 4/29/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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