Edward G. Rainford

GLACIERWEALTH

Whitefish, MT 59937

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CRD#: 3161364

Professional summary

Edward George Rainford, AIF® is a registered financial advisor currently at GLACIERWEALTH located in Whitefish, Montana.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Edward has worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward George Rainford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 23, 2004 - Present

GLACIERWEALTH

Office #1: 643 Denver St Ste 100, Whitefish, MT 59937

RIA

CRD#: 116372

Whitefish, MT

Past

October 25, 2000 - July 6, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 24, 1998 - November 9, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(9/23/2004)

IAR

Montana
(8/4/2015)

IAR

Oregon
(11/8/2004)

IAR

Texas
(4/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/20/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/27/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/22/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GLACIERWEALTH

CRD#: 116372 / SEC#: 801-63381

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

California

Registered Investment Advisory firm - (10/13/2018 Terminated)

Idaho

Registered Investment Advisory firm - (4/20/2012 Approved)

Montana

Registered Investment Advisory firm - (8/4/2015 Approved)

Oregon

Registered Investment Advisory firm - (6/25/2012 Approved)

Texas

Registered Investment Advisory firm - (4/22/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

643 Denver St Ste 100, Whitefish, MT 59937

Mailing Address

P.o. Box 745, Whitefish, MT 59937-0745

Phone number

(800) 416-1063

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 39,544,772

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward G. Rainford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward George Rainford's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLACIERWEALTH

MORGAN STANLEY DW INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2000

Series 63

Date: 1/6/1999

Series 31

Date: 12/20/2000

Series 7

Date: 10/27/2000

Series 6

Date: 12/22/1998

Current Firm

GLACIERWEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLACIERWEALTH

TRUST BUT VERIFY

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