Cynthia D. Diccianni

DICCIANNI FINANCIAL GROUP

East Norriton, PA 19403

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CRD#: 3160122

Professional summary

Cynthia Demetris Diccianni, ChFC® is a registered financial advisor currently at DICCIANNI FINANCIAL GROUP, INC. located in East Norriton, Pennsylvania and LEIGH BALDWIN & CO., LLC located in East Norritown, Pennsylvania.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Cynthia has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2012: Diccianni Financial Group Inc; 100% owner; RIA, INSURANCE SALES, LTC, DI, FIXED; 2013: MCEPC MONTGOMERY COUNTY FOUNDATION INC.- VICE CHAIR; NO OWNERSHIP; 2021- REVIEW OUTSIDE HELD INVESTMENTS; 1-2 HRS PER MONTH DURING NON MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Demetris Diccianni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

July 9, 2009 - Present

DICCIANNI FINANCIAL GROUP, INC.

Office #1: 333 West Germantown Pike, East Norriton, PA 19403

RIA

CRD#: 149332

East Norriton, PA

Current

January 2, 2001 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 333 West Germantown Pike, East Norritown, PA 19403

RIA

CRD#: 38751

East Norritown, PA

Past

May 14, 2001 - April 27, 2011

ONESOURCE RETIREMENT ADVISORS, INC.

RIA

CRD#: 119848

MALVERN, PA

Past

May 28, 1999 - January 12, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DICCIANNI FINANCIAL GROUP, INC.

ARGUS FINANCIAL GROUP, INC. | DICCIANNI FINANCIAL GROUP, INC.

CRD#: 149332 / SEC#: 801-133763

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

New Jersey

Registered Investment Advisory firm - (6/16/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/29/2008)

Illinois
(12/22/2022)

Indiana
(12/11/2009)

Maryland
(4/29/2008)

Massachusetts
(1/2/2001)

New Jersey
(1/2/2001)

New York
(5/26/2021)

North Carolina
(10/22/2018)

Ohio
(10/2/2018)

Oregon
(8/23/2011)

Pennsylvania
(1/2/2001)

IAR

Pennsylvania
(7/9/2009)

Virginia
(4/29/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DICCIANNI FINANCIAL GROUP, INC.

ARGUS FINANCIAL GROUP, INC. | DICCIANNI FINANCIAL GROUP, INC.

CRD#: 149332 / SEC#: 801-133763

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

New Jersey

Registered Investment Advisory firm - (6/16/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/8/2025 Terminated)

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Contact information

Main Address

333 West Germantown Pike, East Norriton, PA 19403

Mailing Address

Phone number

(484) 681-9046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DICCIANNI ADV PART 2 BROCHURE (8/27/2025)

Regulatory assets under management

Total Number of Accounts	323
AUM (Assets Under Management)	$ 111,229,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cynthia D. Diccianni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Demetris Diccianni's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

ONESOURCE RETIREMENT ADVISORS, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

DICCIANNI FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2000

Series 63

Date: 12/30/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/27/1999

FINRA

Current Firm

DICCIANNI FINANCIAL GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DICCIANNI FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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