Stacy E. Gudim
Professional summary
Stacy Elaine Havener Gudim, who also goes by Stacy Havener Gudim, Stacey E Havener, Stacy E Havener, is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Newport, Rhode Island.
Stacy is registered as a RR (Registered Representative) and started their career in finance in 2000. Stacy has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stacy Elaine Havener Gudim's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2010 - Present
COMPASS SECURITIES CORPORATION
Office #1: 1 Mill Street 2nd Floor, Newport, RI 02840July 26, 2007 - April 28, 2009
GVC CAPITAL LLC
March 15, 2007 - July 16, 2007
FORESIDE FUND SERVICES, LLC
March 6, 2000 - January 5, 2007
SINCERE & CO.
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Newport, RI 02840TRUST BUT VERIFY
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