CG
Curtis R. Green
CORNERSTONE WEALTH MANAGEMENT
Rancho Mirage, CA 92270
Some features on this profile are disabled
CRD#: 3160058
CG
Professional summary
Curtis Randall Green, who also goes by Curtis Randall Green, is a registered financial advisor currently at CORNERSTONE WEALTH MANAGEMENT, LLC located in Rancho Mirage, California and LPL FINANCIAL LLC located in Rancho Mirage, California.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Curtis has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Curtis Randall Green
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/31/2016 - Green Family Trust - Investment Related - Hermosa Beach, CA - Real Estate Rental - Started 06/01/2012 - 1 Hour Per Month - Time Spent 1%. 2. 10/31/2016 - Green Family Trust - Investment Related - Palm Desert, CA - Real Estate Rental - Started 04/01/2014 - 1 Hour Per Month - Time Spent 1%. 3. 10/31/2016 - Green Family Trust - Investment Related - Palm Desert & Hermosa Beach, CA - Real Estate Rental - Started 10/28/2016 - 1 Hour Per Month - Time Spent 1%. 4. 11/18/2016 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/28/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Cornerstone Wealth Management, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/21/2018 - No Business Name - Investment Related - Home Based & Rancho Mirage, CA 92270 - Real Estate Rental - Started 08/01/2018 - 1 Hour Per Month During Securities Trading. 6. 12/10/2020 - C Green Investments - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/01/2016 - 0 Hours Per Month. 7. 12/10/2020 - Cornerstone Wealth Management - DBA: Cornerstone - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/28/2016 - 160 Hours Per Month During Securities Trading. 8. 12/10/2020 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/28/2016 - 160 Hours Per Month During Securities Trading. 9. 02/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023 - 160 Hours Per month/160 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Randall Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2016 - Present
CORNERSTONE WEALTH MANAGEMENT, LLC
Office #1: 34530 Bob Hope Dr., Suite A, Rancho Mirage, CA 92270RIA
CRD#: 164666
Rancho Mirage, CA
Current
October 31, 2016 - Present
LPL FINANCIAL LLC
Office #1: 34530 Bob Hope Drive, Suite A, Rancho Mirage, CA 92270RIA
BD
CRD#: 6413
Rancho Mirage, CA
Past
December 21, 2007 - November 1, 2016
EDWARD JONES
RIA
CRD#: 250
RANCHO MIRAGE, CA
Past
June 29, 2001 - November 1, 2016
EDWARD JONES
BD
CRD#: 250
RANCHO MIRAGE, CA
Past
July 18, 2000 - October 4, 2000
LIGHT SECURITIES
BD
CRD#: 23660
OAKLAND, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
Registered Investment Advisory firm - (8/15/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/24/2021)
RR
Arizona(10/31/2016)
RR
Arkansas(11/11/2025)
RR
California(10/31/2016)
IAR
California(11/1/2016)
RR
Colorado(11/27/2020)
RR
Connecticut(8/3/2020)
RR
Florida(12/6/2021)
RR
Idaho(2/23/2021)
RR
Illinois(10/27/2025)
RR
Indiana(12/15/2020)
RR
Iowa(8/6/2021)
RR
New Mexico(11/17/2016)
RR
New York(11/4/2019)
RR
North Carolina(1/6/2021)
RR
Ohio(5/2/2017)
RR
Oklahoma(11/3/2016)
RR
Oregon(10/31/2016)
RR
Pennsylvania(10/31/2016)
RR
Tennessee(4/27/2021)
RR
Texas(10/31/2016)
RR
Utah(11/7/2017)
RR
Virginia(2/23/2021)
RR
Washington(10/31/2016)
RR
West Virginia(1/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
Registered Investment Advisory firm - (8/15/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7417 Mexico Road Suite 104, St. Peters, MO 63376
Mailing Address
Phone number
(636) 397-6200
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18,813 |
| AUM (Assets Under Management) | $ 4,082,513,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
