Beth S. Griper
Professional summary
Beth Silston Griper, who also goes by Beth Dawn Silston, is a registered financial advisor currently at MACKAY SHIELDS LLC located in New York, New York and NYLIFE DISTRIBUTORS LLC located in New York, New York.
Beth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Beth has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Beth Silston Griper's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2008 - Present
MACKAY SHIELDS LLC
Office #1: 299 Park Avenue 32nd Floor, New York, NY 10171October 25, 2007 - Present
NYLIFE DISTRIBUTORS LLC
Office #1: 299 Park Avenue 32nd Floor, New York, NY 10171January 15, 1999 - March 31, 2004
BFP SECURITIES, LLC
Primary Firm SEC Registration
MACKAY SHIELDS LLC
CRD#: 107717 / SEC#: 801-5594
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2008)
(4/11/2008)
Exams
FINRA
Current Firm
MACKAY SHIELDS LLC
CRD#: 107717 / SEC#: 801-5594
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 377 |
| AUM (Assets Under Management) | $ 151,640,537,359 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 10/28/2024 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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