Geoffrey P. Levendoski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Peter Levendoski was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1999. Geoffrey had worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2011 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
July 20, 2001 - September 9, 2011
STEPHENS
March 22, 2001 - September 9, 2011
STEPHENS
April 7, 1999 - November 16, 2000
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationCurrent Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD#: 25440 / SEC#: 801-78513, 8-41740
Contact information
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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