Vincent P. Pipia
Professional summary
Vincent Paul Pipia JR is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1999. Vincent has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Paul Pipia JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2006 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 205 Oser Ave., Hauppauge, NY 11788Office #2: 14 Penn Plaza 225 West 34th Street 10th Floor, Suite 1004, New York, NY 10122Office #3: 205 Oser Ave, Hauppauge, NY 11788March 7, 2005 - October 5, 2006
JOSEPH GUNNAR & CO. LLC
January 21, 1999 - March 3, 2005
HD BROUS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2006)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
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