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Christopher Jeremy Henneforth

CRD# 3157633·Registered 1999 - 2013
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Jeremy Henneforth, who also goes by Chris Henneforth, Christophe Henneforth, Cj Henneforth, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1999 - 2013. Christopher had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Henneforth, Christophe Henneforth, Cj Henneforth

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CIM SECURITIES, LLC·CRD# 120852
BD
New Albany, OH
May 10, 2010 - August 30, 2013
PVG ASSET MANAGEMENT CORP·CRD# 105541
RIA
Columbus, OH
June 1, 2009 - December 31, 2010
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
New Albany, OH
August 5, 2008 - June 15, 2009
LEVEL PARTNERS MANAGEMENT INC·CRD# 107072
RIA
Gahanna, OH
June 6, 2008 - April 2, 2024
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
RIA
New Albany, OH
June 3, 2008 - December 17, 2008
LEVEL PARTNERS, LLC·CRD# 140173
RIA
Columbus, OH
July 24, 2006 - June 6, 2008
CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
November 1, 2005 - June 16, 2006
CANTOR FITZGERALD & CO.·CRD# 134
BD
Chicago, IL
July 15, 2004 - June 16, 2006
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
August 7, 2001 - July 26, 2002
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
August 24, 1999 - September 14, 1999

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Current Firm

CS
CIM SECURITIES, LLC

CIM SECURITIES, LLC

CRD#: 120852 / SEC#: 8-65351
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645

Mailing Address

Po Box 810, Willow, AK 99688

Phone Number

(732) 966-9244

Established

Colorado since 03/21/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHOICE INVESTMENT MANAGEMENT LLCSHAREHOLDER—
EMERSON, BRYAN TILLERCEO, CCO, FINOP4155238

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since Mid 2016 Chris has served as CFO/Owner of Omnia Medical (non-investment related) in Morgantown, WV., of which 30% of his time is devoted. He receives a salary from Omnia. He also works as CFO for Exacter, Inc., (non--investment related) in Columbus, OH since Mid 2018. Approximately 10 hours per month are devoted to Exacter and he receives 1099 compensation.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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