Tracy M Fezza
Professional Summary
Tracy M Fezza is a registered financial advisor currently at EARLYBIRDCAPITAL, INC. located in Melville, New York. Tracy is registered as a RR (Registered Representative) and started their career in finance in 2009. Tracy has worked at 1 firm and has passed the Series 7TO, SIE, Series 99 and Series 11 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CORNELL SECURITIES CONSULTANTS, INC. | SOUTHEAST RESEARCH PARTNERS, INC. | EARLYBIRDCAPITAL.COM INC. | EARLYBIRDCAPITAL, INC.
Contact Information
Main Address
One Huntington Quadrangle, Suite 1c15, Melville, NY 11747Mailing Address
1 Huntington Quadrangle 1c15, Melville, NY 11747Phone Number
+1 (631) 770-0600Established
Delaware since 05/09/1991Firm Type
CorporationFiscal Year End
JanuaryFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
1Similar Advisors
PARK AVENUE SECURITIES LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 11 — Assistant Representative-Order Processing Qualification Exam
Passed Apr 2009SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tracy M Fezza's CRS (Customer Relationship Summary).
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