MC
Michelle L. Cooper-mcnally
CETERA INVESTMENT ADVISERS LLC
Chicago, IL 60612
Some features on this profile are disabled
CRD#: 3157037
MC
Professional summary
Michelle Lee Cooper-mcnally, who also goes by Michelle Lee Cooper, Michelle Lee Cooper Mcnally, Michelle Lee Cooper-mcnallly, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chicago, Illinois and CETERA ADVISORS LLC located in Orland Park, Illinois.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michelle has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Lee Cooper | Michelle Lee Cooper Mcnally | Michelle Lee Cooper-Mcnallly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MEGENT FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2019, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2019; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; 3. NAME OF OTHER BUSINESS: CASCADE BROKERAGE, LLC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DBA FOR TAX PURPOSES; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SECURITIES DBA FOR TAX PURPOSES; 4. NAME OF OTHER BUSINESS: SPRING CREEK, LLC INVESTMENT RELATED: NO; ADDRESS: 3408 CASCADE LANE NEW LENOX, IL 60451; NATURE OF BUSINESS: REAL ESTATE; START DATE: 1/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNERSHIP AND LIABILITY PURPOSES FOR A SHARED SECOND HOME; 5. NAME OF OTHER BUSINESS: EUREKA PRODUCTIONS; INVESTMENT RELATED: NO; ADDRESS: TWEED HEADS CORNER OF GRIFFITH AND WHARF ST. NEW SOUTH WALES; NATURE OF BUSINESS: MOVIE/TV PRODUCTIONS; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: ALTERNATE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REALITY TV SHOW FILMING;
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lee Cooper-mcnally's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1928 West Fulton #3, Chicago, IL 60612Office #2: 1200 Harger Road Suite 325, Oak Brook, IL 60523Office #3: 15321 S 94th Ave Ste 100, Orland Park, IL 60462RIA
CRD#: 105644
Chicago, IL
Current
February 28, 2019 - Present
CETERA ADVISORS LLC
Office #1: 15321 S 94th Ave Ste 100, Orland Park, IL 60462Office #2: 1928 West Fulton #3, Chicago, IL 60612Office #3: 1200 Harger Road Suite 325, Oak Brook, IL 60523BD
CRD#: 10299
Orland Park, IL
Past
February 28, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
February 3, 2017 - June 22, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
ORLAND PARK, IL
Past
February 3, 2017 - June 22, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
ORLAND PARK, IL
Past
February 22, 2012 - February 7, 2017
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
ORLAND PARK, IL
Past
February 22, 2012 - February 7, 2017
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
ORLAND PARK, IL
Past
January 20, 2012 - February 24, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
MOKENA, IL
Past
December 23, 2011 - February 24, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
MOKENA, IL
Past
July 14, 2008 - December 31, 2009
WADDELL & REED
BD
CRD#: 866
ORLAND PARK, IL
Past
June 30, 2008 - December 31, 2009
WADDELL & REED
RIA
CRD#: 866
ORLAND PARK, IL
Past
July 29, 2004 - December 31, 2006
WADDELL & REED
RIA
CRD#: 866
ORLAND PARK, IL
Past
July 29, 2004 - December 31, 2006
WADDELL & REED
BD
CRD#: 866
ORLAND PARK, IL
Past
September 25, 2002 - March 19, 2004
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
LANSING, IL
Past
November 3, 1999 - March 19, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
January 4, 1999 - August 25, 1999
JWGENESIS FINANCIAL GROUP, INC
BD
CRD#: 38166
BOCA RATON, FL
Past
January 1, 1999 - January 4, 1999
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/3/2020)
RR
Florida(12/4/2020)
RR
Illinois(2/28/2019)
IAR
Illinois(3/21/2024)
RR
Indiana(2/28/2019)
RR
Michigan(12/4/2020)
RR
North Carolina(3/7/2022)
RR
Tennessee(7/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
