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JC

James F. Connolly

DERRYRUSH WEALTH
WEST SAYVILLE, NY 11796
Some features on this profile are disabled
CRD#: 3156749
JC

Professional summary

James Francis Connolly, CFP® is a registered financial advisor currently at DERRYRUSH WEALTH located in West Sayville, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Francis Connolly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

November 18, 2025 - Present

DERRYRUSH WEALTH

Office #1: 93 Main Street, Suite 2c, West Sayville, NY 11796
RIA
CRD#: 338575
WEST SAYVILLE, NY
Past

November 17, 2025 - November 17, 2025

DERRYRUSH WEALTH

RIA
CRD#: 338575
SAYVILLE, NY
Past

September 25, 2015 - August 18, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MELVILLE, NY
Past

September 25, 2015 - August 18, 2025

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MELVILLE, NY
Past

October 28, 2003 - September 28, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

July 21, 2003 - September 28, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 13, 1999 - June 19, 2003

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(11/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/25/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/5/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/12/1999
General Securities Representative Examination

Current Firm

DW
DERRYRUSH WEALTH
DERRYRUSH WEALTH | DERRYRUSH WEALTH MANAGEMENT, LLC | DERRYRUSH WEALTH MANAGEMENT LLC

CRD#: 338575 / SEC#: 801-134487

RIA
Registered Investment Advisory firm - (11/17/2025 120-Day Approval)
PREMIUM
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Contact information

Main Address
Sayville, NY
Mailing Address
Phone number
(631) 848-2145
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - DERRYRUSH WEALTH (11/17/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DERRYRUSH WEALTH

CRD#: 338575West Sayville, NY 11796

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