Vincent R. Tattersall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Ronald Tattersall was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1998. Vincent had worked at 3 firms and has passed the Series 63 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2004 - November 11, 2013
LAKERIDGE CAPITAL INC.
March 30, 2000 - November 19, 2002
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
December 16, 1998 - August 23, 1999
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 17
Date: 12/11/1998
Limited Registered Representative ExaminationCurrent Firm
LAKERIDGE CAPITAL INC.
CRD#: 25005 / SEC#: , 8-41532
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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