JK
Joseph Z. Kowalsky
SPC
LATHRUP VILLAGE, MI 48076
Some features on this profile are disabled
CRD#: 3156212
JK
Professional summary
Joseph Zelick Kowalsky, AIF®, who also goes by Joseph Zelich Kowalsky, is a registered financial advisor currently at SPC located in Lathrup Village, Michigan and SIGMA FINANCIAL CORPORATION located in Lathrup Village, Michigan.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Zelich Kowalsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOARD OF DIRECTORS & ASSISTANT SECRETARY: CRYONICS INSTITUTE, CRYONICS, COMP $0, HRS 1-9. OUTSIDE BUSINESS ACTIVITIES: OAKLAND COMMUNITY COLLEGE, TEACH, GUEST LECTURER, COMMUNITY COLLEGE, COMP: $0, HRS: 1-9. SELL VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. Volunteer Associate Editor / Proofreader - LONG LIFE MAGAZINE (A PUBLICATION OF THE 501C3 NON-PROFIT IMMORTALIST SOCIETY) President and Board Member of Organs for Life, Inc. (formerly Organ CryoPreservation Prize), a 501c3 Not-for-profit organization. The goal is to help make organ transplants safer, less costly and more available, largely through research. Duties as president include coordination of organization activities and as board member include setting general corporate policy. Start date: 8/20/24, approx. 10 hrs/mo, none during mkt hrs. INV REL: N VOLUNTEER AT THE NON-PROFIT 501C3 REDFORD THEATRE: I OCCASIONALLY VOLUNTEER IN ONE OF THE FOLLOWING CAPACITIES: M.C., TICKET SALES, TICKET TAKER, CONCESSIONS, VACUUMER/CLEANER, OTHER AS NEEDED.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Zelick Kowalsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 4, 2010 - Present
SPC
Office #1: 28250 Southfield Road Suite 210, Lathrup Village, MI 48076RIA
CRD#: 110692
LATHRUP VILLAGE, MI
Current
June 4, 2010 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 28250 Southfield Rd Ste 210, Lathrup Village, MI 48076BD
CRD#: 14303
Lathrup Village, MI
Past
October 5, 2009 - June 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TROY, MI
Past
October 5, 2009 - June 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TROY, MI
Past
July 5, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
TROY, MI
Past
February 10, 2006 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
TROY, MI
Past
January 30, 2002 - February 21, 2006
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
September 8, 1999 - January 9, 2002
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
January 14, 1999 - August 25, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/4/2010)
RR
Colorado(6/8/2010)
RR
Florida(6/4/2010)
RR
Massachusetts(6/4/2010)
RR
Michigan(6/4/2010)
IAR
Michigan(8/27/2010)
RR
Minnesota(9/8/2010)
RR
Montana(1/11/2024)
RR
New Mexico(6/4/2010)
RR
New York(6/4/2010)
RR
Ohio(6/4/2010)
RR
Oregon(5/16/2014)
RR
Tennessee(5/15/2025)
RR
Texas(6/4/2010)
IAR
Texas(3/31/2021)
RR
Virginia(12/27/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
