Karen L. Prezioso
Professional summary
Karen Lynn Prezioso, who also goes by Karen Lynn Mulligan, Karen Mulligan, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1999. Karen has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Lynn Prezioso's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2022 - Present
ALT FUND DISTRIBUTORS LLC
Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017April 28, 2006 - March 20, 2020
AST INVESTMENT SERVICES, INC.
April 21, 2006 - March 20, 2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 10, 2003 - March 25, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
April 30, 1999 - November 3, 2005
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2022)
Exams
FINRA
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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