Kanad S. Virk

CHERTOFF CAPITAL

Washington, DC 20005

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CRD#: 3155707

Professional summary

Kanad Singh Virk, who also goes by Kanad S VIrk, is a registered financial professional currently at CHERTOFF CAPITAL, LLC located in Washington, District Of Columbia.

Kanad is registered as a RR (Registered Representative) and started their career in finance in 2000. Kanad has worked at 2 firms and has passed the Series 63, SIE, Series 82, Series 79, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kanad S Virk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kanad Singh Virk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2018 - Present

CHERTOFF CAPITAL, LLC

Office #1: 1399 New York Avenue Suite 1100, Washington, DC 20005

CRD#: 145134

Washington, DC

Past

June 23, 2003 - March 11, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

April 4, 2000 - July 10, 2002

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(2/22/2018)

New York
(2/22/2018)

Exams

State Security Law Exam

Series 63

Date: 1/5/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 3/8/2018

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79

Date: 2/22/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/3/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/20/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 7/26/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/22/2004

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

CHERTOFF CAPITAL, LLC

BIO-IB CAPITAL PARTNERS, LLC. | CHERTOFF CAPITAL, LLC

CRD#: 145134 / SEC#: , 8-67707

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1399 New York Avenue, N.w. Suite 1100, Washington, DC 20005

Mailing Address

1399 New York Avenue, N.w. Suite 1100, Washington, DC 20005

Phone number

(202) 552-5280

Established

New York since 05/07/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE CHERTOFF GROUP, LLC	OWNER
EBERT, PAUL FRANCIS	FINANCIAL AND OPERATIONS OFFICER PRINCIPAL	1121231
SWEET, CHAD CREIGHTON	PRESIDENT/MANAGING PRINCIPAL/INVESTMENT BANKNG PRINCIPAL	2937087
VIRK, KANAD SINGH	CCO/CR	3155707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kanad S. Virk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kanad Singh Virk's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/2018

SIE

Date: 10/1/2018

Series 82

Date: 3/8/2018

Series 79

Date: 2/22/2018

Series 7

Date: 4/3/2000

Series 24

Date: 4/20/2018

Series 9

Date: 7/26/2004

Series 10

Date: 7/22/2004

FINRA

Current Firm

CHERTOFF CAPITAL, LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHERTOFF CAPITAL, LLC

TRUST BUT VERIFY

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