Britton T. Foy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Britton Templeton Foy was a registered financial professional .
Britton is a previously registered financial professional and started their career in finance in 1998. Britton had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2008 - December 31, 2019
B.T. FOY FINANCIAL, LLC
May 25, 2005 - December 18, 2007
MML INVESTORS SERVICES, LLC
March 31, 2005 - December 18, 2007
MML INVESTORS SERVICES, LLC
September 16, 2002 - March 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2002 - March 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
March 9, 2001 - November 15, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 21, 1998 - June 24, 1999
IDS LIFE INSURANCE COMPANY
December 21, 1998 - June 24, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
B.T. FOY FINANCIAL, LLC
CRD#: 146833 / SEC#:
Contact information
Red Flags
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