Jennifer L. Simes

CARL P. SHERR & CO.

Worcester, MA 01608

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CRD#: 3155428

Professional summary

Jennifer Leigh Simes, CFP®, who also goes by Jennifer Leigh Berggren, is a registered financial advisor currently at CARL P. SHERR & CO., LLC located in Worcester, Massachusetts.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jennifer has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Leigh Berggren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Leigh Simes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 12, 2007 - Present

CARL P. SHERR & CO., LLC

Office #1: 446 Main Street, Worcester, MA 01608

RIA

CRD#: 3394

Worcester, MA

Past

May 1, 2007 - February 21, 2017

CARL P. SHERR & CO., LLC

CRD#: 3394

WORCESTER, MA

Past

December 7, 2004 - February 20, 2007

BOYD FINANCIAL STRATEGIES, INC.

RIA

CRD#: 107505

WORCESTER, MA

Past

January 1, 1999 - May 26, 2000

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARL P. SHERR & CO., LLC

CARL P. SHERR & CO., LLC | CARL PAUL SHERR | CARL P. SHERR AND COMPANY

CRD#: 3394 / SEC#: 801-66673, 8-12115

RIA

Registered Investment Advisory firm - SEC (5/10/2006 Approved)

Terminated by SEC on 02/18/2017

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/12/2007)

IAR

Texas
(2/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/30/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CARL P. SHERR & CO., LLC

CARL P. SHERR & CO., LLC | CARL PAUL SHERR | CARL P. SHERR AND COMPANY

CRD#: 3394 / SEC#: 801-66673, 8-12115

RIA

Registered Investment Advisory firm - SEC (5/10/2006 Approved)

Terminated by SEC on 02/18/2017

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Contact information

Main Address

446 Main Street, Worcester, MA 01608

Mailing Address

Phone number

(508) 791-7126

Established

Massachusetts since 01/01/2001

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARL P. SHERR & CO., LLC 2025 ANNUAL FIRM BROCHURE (3/11/2025)

Direct owners and executive officers

Name	Position	CRD#
SHERR, CARL PAUL	MEMBER,MANAGER, AND CHIEF COMPLIANCE OFFICER	421818
SHERR, EDWARD LAURENCE	MEMBER AND CHIEF COMPLIANCE OFFICER	1919845
SHERR, GARY HYMAN	MEMBER	1391071

Regulatory assets under management

Total Number of Accounts	808
AUM (Assets Under Management)	$ 450,502,980

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer L. Simes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Leigh Simes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARL P. SHERR & CO., LLC

BOYD FINANCIAL STRATEGIES, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

CARL P. SHERR & CO., LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2007

SIE

Date: 2/21/2017

Series 7

Date: 4/30/2007

Series 6

Date: 12/30/1998

Current Firm

CARL P. SHERR & CO., LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CARL P. SHERR & CO., LLC

TRUST BUT VERIFY

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