Andrew Cipro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Cipro, CIMA®, who also goes by Andrew A Cipro, Andrew Anthony Cipro, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1999. Andrew had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2018 - August 20, 2019
RAYMOND JAMES INVESTMENT MANAGEMENT
November 17, 2017 - August 21, 2019
CARILLON FUND DISTRIBUTORS, INC.
February 1, 2013 - November 21, 2017
SCOUT INVESTMENTS, INC.
January 30, 2013 - November 21, 2017
DISTRIBUTION SERVICES, LLC
February 8, 2012 - January 24, 2013
INNOVATION PARTNERS LLC
October 16, 2008 - March 22, 2010
AMERICAN CENTURY ADVISORY SERVICES, INC.
October 16, 2008 - March 22, 2010
AMERICAN CENTURY BROKERAGE, INC.
September 8, 2008 - March 22, 2010
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 20, 2006 - August 18, 2008
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
June 28, 2004 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
March 7, 2002 - August 18, 2008
AMUNDI DISTRIBUTOR US, INC.
July 16, 1999 - March 13, 2002
CITIGROUP GLOBAL MARKETS INC.
February 9, 1999 - May 25, 1999
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
RAYMOND JAMES INVESTMENT MANAGEMENT
CRD#: 174904 / SEC#: 801-100356
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES INVESTMENT MANAGEMENT
CRD#: 174904 / SEC#: 801-100356
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 16,378,977,378 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
