Joseph N. Doles
STRATEGIC ADVISERS LLC | Financial Consultant
POINT PLEASANT, NJ
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CRD#: 3155147
Professional summary
Joseph N. Doles, who also goes by Joseph Nevin Doles, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Point Pleasant, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Biography
As a Financial Consultant with Fidelity Investments, my primary goal is to help my clients and their families develop an investment strategy tailored to their unique goals. I leverage over 23 years of experience in financial services to guide you in working towards your financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Nevin Doles
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-66634|OrgNmn:Joseph McGadey Jr Estate|Org Addr:Manasquan,New Jersey,US|OBA Nature:I am in control of the estate |Invst Rel:N|Title:Administrator of an estate|Duties:I have control over the cash in the estate checking account until distributed to the beneficiaires within the next 2-3 months|StrtDt:06-25-2021|TotHrs/mon:3|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Joseph N. Doles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
West Virginia University
Bachelor of Arts (BA) - Communication Studies
1998
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 530 Route 35 Shrewsbury Commons, Shrewsbury, NJ 07702RIA
CRD#: 104555
POINT PLEASANT, NJ
Current
February 24, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 530 Route 35, Shrewsbury, NJ 07702BD
CRD#: 7784
Shrewsbury, NJ
Past
March 28, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SHREWSBURY, NJ
Past
March 31, 2015 - February 10, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
March 30, 2015 - February 10, 2022
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Past
November 11, 2002 - March 16, 2015
LORD, ABBETT & CO. LLC
RIA
CRD#: 110391
JERSEY CITY, NJ
Past
September 27, 2002 - March 16, 2015
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
June 30, 2001 - September 25, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
BD
CRD#: 36807
JERSEY CITY, NJ
Past
September 10, 1999 - June 30, 2001
ICAPITAL MARKETS LLC
BD
CRD#: 5209
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/6/2025)
RR
Connecticut(4/7/2022)
RR
Florida(4/7/2022)
RR
Georgia(5/19/2023)
RR
Hawaii(3/25/2023)
RR
Indiana(4/10/2023)
RR
Massachusetts(3/1/2024)
RR
New Hampshire(5/9/2025)
RR
New Jersey(2/24/2022)
IAR
New Jersey(3/31/2025)
RR
New York(4/7/2022)
RR
Oregon(12/7/2023)
RR
Pennsylvania(4/7/2022)
RR
South Carolina(5/3/2024)
RR
Texas(8/25/2025)
IAR
Texas(10/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Point Pleasant, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
