AC
Anthony Casagrande
CETERA INVESTMENT ADVISERS LLC
MELVILLE, NY
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CRD#: 3154883
AC
Professional summary
Anthony Casagrande is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Melville, New York and CETERA WEALTH SERVICES, LLC located in Melville, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Anthony has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Netherworld Group LLC~'NIR'~po box 3557~new hyde park~NY~11040~Rental Property Owner/Management~Owner/Sole Proprietor~7/1/1996~0hrs~0hrs~none 2) East Realty Group LLC~'NIR'~po box 3557~new hyde park~NY~11040~Rental Property Owner/Management~Other~10/1/1998~0hrs~0hrs~none|15th Associates LLC~'NIR'~PO BOX 3557~NEW HYDE PARK~NY~11040~Rental Property Owner/Management~Partner/General Partner~12/15/1990~1hrs~1hrs~PARTNER DECISIONS 3) EAST 7TH ST ASSOC LLC~'NIR'~PO BOX 3557~NEW HYDE PARK~NY~11040~Rental Property Owner/Management~Partner/General Partner~9/15/2009~0hrs~0hrs~ONLY PARTNER DECISIONS 4) SOUTHBRIDGE PARTNERS LLC~'NIR'~PO BOX 3557~NEW HYDE PARK~NY~11040~Rental Property Owner/Management~Partner/General Partner~6/1/2012~1hrs~1hrs~MAJOR BUSINESS DECISIONS-SALE, REFINANCE, PURCHASE 5) Midwest Ventures LLC~'NIR'~PO BOX 3557~NEW HYDE PARK~NY~11040~Rental Property Owner/Management~Owner/Sole Proprietor~4/17/2003~0hrs~0hrs~residential rental property 6) 238th Associates LLC~'NIR'~po box 3557~new hyde park~NY~11040~Rental Property Owner/Management~Partner/General Partner~1/1/1989~0hrs~0hrs~none|SUNNYSIDE FIVE LLC~'NIR'~43-13 41ST~SUNNYSIDE~NY~11104~Rental Property Owner/Management~Owner/Sole Proprietor~5/30/2013~1hrs~0hrs~OWNER 7) 24th Street Holding Co LLC~'NIR'~po box 3557~new hyde park~NY~11040~Rental Property Owner/Management~Partner/General Partner~4/16/1992~0hrs~0hrs~none 8) First Ave Equites LLC~'NIR'~po box 3557~new hyde park~NY~11040~Rental Property Owner/Management~Partner/General Partner~11/1/1993~0hrs~0hrs~none 9) Koval & Casagrande C.P.A.'s PLLC~'NIR'~324 S Service Rd Ste 118~Melville~NY~11747~Accounting Services/Tax Preparation~Owner~1/1/2020~20hrs~20hrs~owner, partner. tax and accounting 10) 15th Associates LLC; Partner/General Partner; Rental Property Owner/Management; IR; 1; 12/15/1990; PO BOX 3557 NEW HYDE PARK NY 11040; PARTNER DECISIONS 11) Far East Realty Group LLC; Other; Rental Property Owner/Management; IR; 0; 10/01/1998; new hyde park NY 11040; none 12) POWER OF ATTORNEY FOR MOTHER(JOAN DEFIGLIA) POSITION: power of attorney NATURE: power of attorney for my mother(joan defiglia). power of attorney new york state short form. allows all financial transactions. will do whatever is needed. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/24/2025 ADDRESS: 324 South Service Rd, Suite 118, Melville NY 11747, United States DESCRIPTION: power of attorney for my mother who is 87 years old(joan defiglia). at this time i will assist my mother as she needs. most likely help with paying her bills, resolving any financial issues that arise and any related activity that may come up. she is 87 years old.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Casagrande's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MELVILLE, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 324 South Service Rd Suite 118, Melville, NY 11747BD
CRD#: 13572
MELVILLE, NY
Past
January 20, 2017 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Melville, NY
Past
December 23, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/18/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Iowa(9/5/2025)
RR
Maine(9/18/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Puerto Rico(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
