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Martin Jeffrey Moyers

Martin J. Moyers

ROFFMAN MILLER ASSOCIATES
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 3154731
Martin Jeffrey Moyers

Professional summary

Martin Jeffrey Moyers, CFP®, who also goes by Jeffrey Moyers, is a registered financial advisor currently at ROFFMAN MILLER ASSOCIATES INC located in Philadelphia, Pennsylvania.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Martin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeffrey Moyers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Jeffrey Moyers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

April 17, 2020 - Present

ROFFMAN MILLER ASSOCIATES INC

Office #1: 1835 Market Street Suite 500, Philadelphia, PA 19103
RIA
CRD#: 106019
Philadelphia, PA
Past

March 5, 2003 - December 12, 2018

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Yardley, PA
Past

June 21, 2002 - December 12, 2018

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Yardley, PA
Past

June 5, 2002 - June 13, 2002

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
BALA CYNWYD, PA
Past

December 24, 1998 - June 13, 2002

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
ROFFMAN MILLER ASSOCIATES INC
ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC

CRD#: 106019 / SEC#: 801-38491

RIA
Registered Investment Advisory firm - (3/22/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(4/17/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/8/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/29/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/30/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/2/2001
General Securities Sales Supervisor - Options Module Examination

Current Firm

RM
ROFFMAN MILLER ASSOCIATES INC
ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC

CRD#: 106019 / SEC#: 801-38491

RIA
Registered Investment Advisory firm - (3/22/1991 Approved)
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Contact information

Main Address
1835 Market Street Suite 500, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 981-1030
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ROFFMAN MILLER ASSOCIATES, INC. PART 2 (5/12/2025)

Regulatory assets under management

Total Number of Accounts1,563
AUM (Assets Under Management)$ 2,895,159,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROFFMAN MILLER ASSOCIATES INC

CRD#: 106019Philadelphia, PA 19103

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