Alec W. Griffin
Professional summary
Alec William Griffin, who also goes by Alec William Griffin, Alec Griffin, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.
Alec is registered as a RR (Registered Representative) and started their career in finance in 2001. Alec has worked at 7 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alec William Griffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2022 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716October 23, 2020 - May 20, 2022
UBS FINANCIAL SERVICES INC.
October 16, 2019 - August 19, 2020
PRUCO SECURITIES, LLC.
December 9, 2008 - January 4, 2019
FIDELITY BROKERAGE SERVICES LLC
August 21, 2006 - December 14, 2006
NATIONAL FINANCIAL SERVICES LLC
August 30, 2005 - April 8, 2006
MORGAN STANLEY DW INC.
April 2, 2001 - May 14, 2002
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064St. Petersburg, FL 33716TRUST BUT VERIFY
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