RT
Randall W. Thiel
CETERA INVESTMENT ADVISERS LLC
ST PAUL, MN 55101
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CRD#: 3154357
RT
Professional summary
Randall Wayne Thiel, who also goes by Randy Thiel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in Robbinsdale, Minnesota.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Randall has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Thiel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE - LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE.
2. NAME OF OTHER BUSINESS: THE SERVION GROUP DBA SERVION FINANCIAL ADVISORS;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: CREDIT UNION SERVICE ORGANIZATION / DBA FOR INSURANCE & FINANCIAL SERVICES;
START DATE: 01/2018;
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: SERVING THE INVESTMENT NEEDS OF CLIENTS;
3. NAME OF OTHER BUSINESS: MINNCO INVESTMENT SERVICES ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES ;
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ;
START DATE: 07/2019 ;
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES ;
4. NAME OF OTHER BUSINESS: MILL CITY INVESTMENTS;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: CREDIT UNION;
POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE;
START DATE: 8/2020;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: MEETING WITH CLIENT AND PROVIDING FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Randall Wayne Thiel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 85 E 7th Place Ste 275, St Paul, MN 55101Office #3: 500 Main St Ste 100, New Brighton, MN 55112Office #4: 3300 Oakdale Ave N, Robbinsdale, MN 55422Office #5: Minnco Credit Union 2215 3rd Avenue Ne, Cambridge, MN 55008RIA
CRD#: 105644
ST PAUL, MN
Current
February 3, 2003 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3300 Oakdale Ave N, Robbinsdale, MN 55422Office #2: Minnco Credit Union 2215 3rd Avenue Ne, Cambridge, MN 55008Office #3: 500 Main St Ste 100, New Brighton, MN 55112BD
CRD#: 13572
Robbinsdale, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CAMBRIDGE, MN
Past
June 7, 1999 - February 3, 2003
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2003)
RR
Colorado(1/19/2024)
RR
Florida(2/3/2003)
RR
Illinois(7/8/2020)
RR
Iowa(7/8/2020)
RR
Kentucky(4/10/2018)
RR
Minnesota(2/3/2003)
IAR
Minnesota(6/29/2023)
RR
South Dakota(7/8/2020)
RR
Texas(7/8/2020)
IAR
Texas(6/29/2023)
RR
Utah(7/8/2020)
RR
Wisconsin(2/3/2003)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Paul, MN 55101TRUST BUT VERIFY
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