John C. Ball
Professional summary
John Chester Ball is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York and G.RESEARCH, LLC located in Rye, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 99, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Chester Ball's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2017 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580Office #2: One Corporate Center, Rye, NY 10580-1435September 22, 2025 - Present
G.RESEARCH, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435December 1, 1998 - March 9, 1999
IDS LIFE INSURANCE COMPANY
December 1, 1998 - March 9, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2020
General Securities Representative ExaminationFINRA
Current Firm
G.RESEARCH, LLC
CRD#: 7353 / SEC#: , 8-21373
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN GROUP HOLDING CO. | PARENT COMPANY/OWNER | |
| AMABILE, VINCENT M | PRESIDENT | 4356758 |
| FERNANDEZ, JOSEPH LOUIS | FINANCIAL AND OPERATIONS PRINCIPAL | 1968118 |
| GOLDMAN, DAVID MARC | ASSISTANT SECRETARY | 3191963 |
| GREENHAW, PAUL DANIEL | CHIEF COMPLIANCE OFFICER | 1820935 |
| MCGINITY, CORNELIUS VINCENT | OFFICE OF THE CHAIRMAN | 1706960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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