Kayoko Nihei
Professional summary
Kayoko Nihei, who also goes by Kayoko Kadomatsu, Kayoko Nihel, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Pasadena, California.
Kayoko is registered as a RR (Registered Representative) and started their career in finance in 1999. Kayoko has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kayoko Nihei's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2012 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107September 4, 2009 - October 26, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 2009 - October 26, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 3, 2001 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 8, 2001 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 30, 2000 - December 21, 2000
LPL FINANCIAL LLC
March 9, 1999 - April 7, 2000
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2012)
(8/26/2025)
(6/3/2025)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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