Eric Rodriguez
Professional summary
Eric Rodriguez is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2012. Eric has worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2016 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174April 14, 2015 - November 8, 2016
ABEL/NOSER CORP.
September 5, 2012 - June 3, 2014
COWEN EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ANOS CAPITAL, LLC
CRD#: 284714 / SEC#: , 8-69809
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
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