Derek C. Adnams
Professional summary
Derek Charles Adnams, who also goes by Derek Charles Adnams Jr., Derek Charles Adnams Jr, Derek Charles Adnams, Derek C Adnams, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fishkill, New York and FIDELITY BROKERAGE SERVICES LLC located in Chappaqua, New York.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Derek has worked at 17 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 10, Series 9 and Series 26 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derek Charles Adnams's CRS (Customer Relationship Summary).
Certified licenses
Education
The College of New Jersey
Bachelor of Arts (BA) - English Literature
1997
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 480 Bedford Road, Chappaqua, NY 10514January 11, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 480 Bedford Road, Chappaqua, NY 10514January 12, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 24, 2021 - December 20, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 23, 2021 - December 20, 2021
WELLS FARGO CLEARING SERVICES, LLC
September 13, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 11, 2019 - January 11, 2021
TD AMERITRADE, INC.
September 11, 2019 - January 11, 2021
TD AMERITRADE, INC.
January 11, 2017 - January 31, 2018
SCOTTRADE INVESTMENT MANAGEMENT
May 20, 2015 - January 31, 2018
SCOTTRADE, INC.
March 1, 2012 - January 15, 2013
KESTRA INVESTMENT SERVICES, LLC
September 27, 2011 - January 30, 2012
TOUCHSTONE SECURITIES, INC.
November 5, 2009 - September 20, 2011
NYLIFE SECURITIES LLC
July 2, 2009 - October 19, 2009
MML INVESTORS SERVICES, LLC
December 18, 2007 - October 19, 2009
MML DISTRIBUTORS, LLC
January 19, 2006 - September 13, 2007
MML DISTRIBUTORS, LLC
November 21, 2005 - January 3, 2006
CUNA BROKERAGE SERVICES, INC.
December 3, 2004 - January 3, 2006
CUNA BROKERAGE SERVICES, INC.
June 13, 2003 - November 15, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 13, 2002 - June 13, 2003
PRUCO SECURITIES, LLC.
January 14, 1999 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2024)
(2/15/2022)
(6/27/2022)
(2/15/2022)
(5/22/2023)
(9/22/2022)
(3/27/2025)
(8/30/2024)
(5/7/2024)
(4/4/2023)
(2/15/2022)
(5/9/2022)
(1/11/2022)
(3/31/2025)
(3/4/2024)
(9/26/2024)
(5/16/2022)
(7/12/2022)
(4/6/2023)
(3/31/2025)
(7/11/2022)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Fishkill, NYTRUST BUT VERIFY
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